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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-08 |
| TX | RA | APPROVED | 2025-05-08 |
Branch Locations
1445 Boston Post Rd 3A [Sattelite], Guilford, CT 06437 • United States
180 Glastonbury Blvd Suite 205, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | West Haven | CT | 08/2010 | 05/2025 |
| Wells Fargo Clearing Services, Llc | West Haven | CT | 11/2016 | 05/2025 |
| Wells Fargo Advisors Financial Network, Llc | Madison | CT | 05/2025 | Present |
JAJ FINANCIAL PLANNING, LLC; INV RELATED; GUILFORD, CT; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-17 |
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