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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-08
TX RA APPROVED 2025-05-08
  • CT RA
    APPROVED
    Since 2025-05-08
  • TX RA
    APPROVED
    Since 2025-05-08

Branch Locations

1445 Boston Post Rd 3A [Sattelite], Guilford, CT 06437 • United States

180 Glastonbury Blvd Suite 205, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na West Haven CT 08/2010 05/2025
Wells Fargo Clearing Services, Llc West Haven CT 11/2016 05/2025
Wells Fargo Advisors Financial Network, Llc Madison CT 05/2025 Present
Previous Registrations
  • 2012-05-09 → 2025-05-08
    East Hartford, CT
    Melville, NY
    West Haven, CT
    Bloomfield, CT
    Madison, CT
    Madison, CT
    West Haven, CT
    East Haven, CT
    Orange, CT
    New Haven, CT
    Hartford, CT
    Rocky Hill, CT
    Hartford, CT
    New Haven, CT
Other Businesses

JAJ FINANCIAL PLANNING, LLC; INV RELATED; GUILFORD, CT; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; FINET PRACTICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-08
S63 Uniform Securities Agent State Law Examination 2012-04-17
  • S65 Uniform Investment Adviser Law Examination
    2012-05-08
  • S63 Uniform Securities Agent State Law Examination
    2012-04-17
Designations
  • Certified Financial Planner
Other Names
  • Jorge Alejandro Jacome-Gutierrez
  • Jorge Alejandro Jacome

View on SEC IAPD

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