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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2022-04-01 |
| OR | RA | APPROVED | 2022-04-01 |
Branch Locations
3800 Centerpoint Drive #1120, Anchorage, AK 99503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Eugene | OR | 10/2010 | 03/2022 |
| Wells Fargo Advisors, Llc | Eugene | OR | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 11/2016 | 03/2022 |
| Baird | Anchorage | AK | 04/2022 | Present |
ARCTIC CARE SERVICES, NOT INV RELATED, ANCHORAGE, AK, PERSONAL CARE ATTENDANT, START 4/24/2020, 40 HOURS PER MONTH, ZERO HOURS PER MONTH, CLEANING, SHOPPING, AND HELPING WITH HOUSEHOLD DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-17 |
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