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Current Employers
Uhy Wealth Management Ria Llc

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-04-13
  • MI RA
    APPROVED
    Since 2026-04-13

Branch Locations

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

2701 Cambridge Ct Suite 480, Auburn Hills, MI 48326 • United States

12900 Hall Rd Suite 417, Sterling Heights, MI 48334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Auburn Hills MI 05/2015 Present
Pruco Securities, Llc. Auburn Hills MI 05/2015 11/2024
Lpl Enterprise, Llc Auburn Hills MI 11/2024 Present
Uhy Wealth Management Ria, Llc Farmington Hills MI 03/2026 Present
Previous Registrations
Other Businesses

1) 06/25/2025-MI Alpha Financial-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Auburn Hills, MI-Start date 12/02/2019-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-09
S63 Uniform Securities Agent State Law Examination 2013-06-07
  • S65 Uniform Investment Adviser Law Examination
    2015-09-09
  • S63 Uniform Securities Agent State Law Examination
    2013-06-07
Other Names
  • Ryan A Howarth

View on SEC IAPD

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