Sumeet Jain

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 07/2021
  Wells Fargo Bank Na
  Levittown, PA
• 02/2012 → 11/2016
  Wells Fargo Advisors Llc
  Levittown, PA
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Levittown, PA
• 07/2021 → Present
  Wells Fargo Bank Na
  Plano, TX
• 07/2021 → Present
  Wells Fargo Clearing Services, Llc
  Plano, TX

Other Businesses

RENTAL PROPERTY, INV RELATED, WESTAMPTON, NJ, 100% OWNERSHIP, START 10/15/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, AUBREY, TX, 100% OWNERSHIP, START 5/19/2024, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-07
• S63 Uniform Securities Agent State Law Examination
  2012-04-17