George Kugman

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Alamo	CA	04/2010	05/2017
Wells Fargo Advisors Llc	Alamo	CA	02/2013	11/2016
Wells Fargo Clearing Services, Llc	Alamo	CA	11/2016	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lafayette	CA	05/2017	12/2019
Bank Of America, N.A.	Lafayette	CA	05/2017	12/2019
Td Ameritrade	Pleasanton	CA	01/2020	02/2023
Fidelity Investments Llc	Dublin	CA	02/2023	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2010 → 05/2017

Wells Fargo Bank, N.A.

Alamo, CA
02/2013 → 11/2016

Wells Fargo Advisors Llc

Alamo, CA
11/2016 → 05/2017

Wells Fargo Clearing Services, Llc

Alamo, CA
05/2017 → 12/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lafayette, CA
05/2017 → 12/2019

Bank Of America, N.A.

Lafayette, CA
01/2020 → 02/2023

Td Ameritrade

Pleasanton, CA
02/2023 → Present

Fidelity Investments Llc

Dublin, CA
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-30
S63	Uniform Securities Agent State Law Examination	2013-05-03

Other Firms