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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-20
  • CA RA
    APPROVED
    Since 2024-09-20

Branch Locations

333 Bush St Suite 1410, San Francisco, CA 94104 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Wealth Partners Larkspur CA 07/2013 12/2017
Franklin Templeton Investments San Mateo CA 02/2018 09/2024
Empirical Wealth Management San Francisco CA 09/2024 Present
  • 07/2013 → 12/2017
    Private Wealth Partners
    Larkspur, CA
  • 02/2018 → 09/2024
    Franklin Templeton Investments
    San Mateo, CA
  • 09/2024 → Present
    San Francisco, CA
Designations

View on SEC IAPD

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