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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-21
CA RA APPROVED 2020-10-30
  • TX RA
    APPROVED_RES
    Since 2025-03-21
  • CA RA
    APPROVED
    Since 2020-10-30

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

1851 E Herndon Ave, Clovis, CA 93611 • United States

8420 N Friant Rd, Fresno, CA 93720 • United States

40044 Highway 49, Oakhurst, CA 93644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Fresno CA 10/2008 Present
Wells Fargo Advisors, Llc Fresno CA 02/2012 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 Present
  • 10/2008 → Present
    Wells Fargo Bank, N.A.
    Fresno, CA
  • 02/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Fresno, CA
  • 11/2016 → Present
    Fresno, CA
Other Businesses

WASHINGTON COLONY ELEMENTARY SCHOOL DISTRICT; NOT INV. RELATED; FRESNO, CA; AREA 2 BOARD MEMBER; START DATE 12/1/2016; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTENDING MONTHLY MEETINGS AND SCHOOL EVENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2012-04-18
  • S65 Uniform Investment Adviser Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2012-04-18

View on SEC IAPD

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