Richard Scott Toban

Current Employers

Employment History

• 03/2009 → Present
  Preferred Financial Solutions Llc
  Seattle, WA
• 03/2023 → 11/2023
  Arete Wealth Advisors, Llc
  Chicago, IL
• 05/2019 → Present
  Ashira Financial Llc
  Seattle, WA
• 11/2023 → Present
  Realta Equities, Inc.
  Wilmington, DE
• 11/2023 → Present
  Realta Investment Advisors, Inc.
  Wilmington, DE
• 01/2015 → 06/2023
  Center Street Advisors, Inc.
  Nashville, TN
• 01/2015 → 11/2023
  Center Street Securities, Inc.
  Nashville, TN

Previous Registrations

• 2023-03-31 → 2023-12-05
  Arete Wealth Advisors, Llc
  Chicago, IL
  Seattle, WA
• 2015-01-02 → 2023-06-13
  Center Street Advisors, Inc.
  Seattle, WA
  Nashville, TN
• 2012-11-05 → 2015-01-08
  Principal Securities, Inc.
  Seattle, WA
• 2012-02-24 → 2012-10-04
  Redhawk Wealth Advisors, Inc.
  Seattle, WA

Other Businesses

(1) Ashira Financial LLC dba Preferred Financial Solutions; start date 5/2019; Investment Related; Seattle, WA; Name that all business activities are run through; www.ashirafinancial.com; commissions and/or fees; 20-60 hours per week during normal trading hours. (2) Insurance Agent; various companies; Life, DI, LTC, Annuities, Health Insurance (Group, Ind/Fam, Medicare), Group, Worksite & Ind/Fam benefits; evaluate the needs of clients and help them get insurance coverage suited for them; commissions; 20-60 hours per week during normal trading hours. (3) Rabbi Educator; start 10/200; teaching, counselling, and guidance; No compensation, but it is possible; 0-10 hours per month some during normal trading hours (4) Specialized Tax Credits and Cost Mitigation; Not investment related; prequalify/refer specialized tax including cost segregation; R&D Tax credits, ERtC Tax Credits; prequalification and solicitor; fees; 0-4 hours per month during normal trading hours. (5) Real Estate license; Not Investment Related; Bellevue, WA; Real Estate - commercial, construction, architectural design and asset management; www.madisonbaycre.com; consulting and networking; potential compensation; 0-3 hours per month some during normal trading hours. (6) Realta Investment Advisors, Inc.; 1201 N. Orange St Ste 729 Wilmington, DE 19801; Investment Related; Investment Advisory Services; Investment Advisor Representative; Compensation in the form of fee; 40 hours per week during normal trading hours.. (7) Rental; start: 1/2025; Not Investment Related; Renting Room in Residence; Landlord; Compensation: Rental Payments; 0-1 hours per week none during normal trading hours. (8) BlueSky Business Resources; 4/7/2026; Not Investment Related; 9736 Little Cottonwood Place Sandy, UT 84092; Business Exit & Business Valuation - Referrer; Fee Based Compensation; 3 hours per month none during normal trading hours. (9) Ashira Insurance Solutions; Not Investment Related; Start: 12/15/2025; 4827 S Kenny St Seattle, WA 98118; Insurance Agent; Insurance Sales; Commissions; 30 hours per month none during normal trading hours. (10) Ashira Financial Solutions; Not Investment Related; Start: 12/15/2025; 4827 S Kenny St Seattle, WA 98118; Insurance Agent; Insurance Sales; Commissions; 5 hours per month none during normal trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-09-13
• S65 Uniform Investment Adviser Law Examination
  2012-02-17

Designations