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Matthew J Owens

Morgan Stanley

Laguna Niguel, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-22
TX RA APPROVED 2022-08-22
  • CA RA
    APPROVED
    Since 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Laguna Hills CA 11/2011 12/2021
J.P. Morgan Securities Llc Laguna Hills CA 10/2012 12/2021
Morgan Stanley Niguel CA 08/2022 Present
Unemployed Aliso Viejo CA 12/2021 08/2022
  • 11/2011 → 12/2021
    Jp Morgan Chase Bank
    Laguna Hills, CA
  • 10/2012 → 12/2021
    J.P. Morgan Securities Llc
    Laguna Hills, CA
  • 08/2022 → Present
    Morgan Stanley
    Niguel, CA
  • 12/2021 → 08/2022
    Unemployed
    Aliso Viejo, CA
Previous Registrations
  • 2014-03-04 → 2021-12-14
    J.P. Morgan Securities Llc
    Laguna Hills, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Lake Forest, CA
    Ladera Ranch, CA
    Laguna Niguel, CA
    Laguna Hills, CA
    Mission Viejo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-03
  • S66 Uniform Combined State Law Examination
    2014-03-03
Other Names
  • Matt Owens
  • Matthew James Owens
  • Matt James Owens
  • Matt J Owens
  • Matthew J Owens
  • Matthew J Owens
  • Matthew Owens

View on SEC IAPD

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Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
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