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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2025-01-14 |
Branch Locations
310 E. Superior St. Suite 250, Duluth, MN 55802 • United States
345 California Street Suite 600, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Insurance Co. | Babbitt | MN | 01/2013 | 03/2017 |
| Great Waters Financial | Duluth | MN | 03/2017 | 01/2022 |
| Great Waters Wealth Management | Duluth | MN | 01/2022 | 01/2025 |
| Farther Finance Advisors | Duluth | MN | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-24 |
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