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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2021-07-26 |
Branch Locations
180 Battery St Ste 300, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2012 | 07/2021 |
| We;Lls Fargo Clearing Services Llc. | Burlington | VT | 07/2021 | Present |
THE LOCAL WINE AND BEER LLC, NOT INV RELATED, MIDDLESEX, VT, 20% OWNERSHIP WITH SPOUSE, START 4/25/2022, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, RETAIL WINE SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-04 |
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