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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-13 |
| NJ | RA | APPROVED | 2017-06-15 |
Branch Locations
125 Wolf Rd, Suite 402, Albany, NY 12205 • United States
One Orange Way B1S, Windsor, CT 06095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Albany | NY | 11/2014 | 02/2017 |
| Sefcu | Albany | NY | 11/2014 | 02/2017 |
| Voya Financial Advisors, Inc. | Latham | NY | 02/2017 | Present |
LAFERRIERE FINANCIAL POSITION: Owner NATURE: FINANCIAL SERVICES/DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/17/2019 ADDRESS: 125 Wolf Rd, Suite 402, Albany NY 12205, United States DESCRIPTION: SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. INDEPENDENT INSURANCE AGENT POSITION: Independent insurance agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/06/2017 ADDRESS: 125 Wolf Road, Suite 402, Albany NY 12205, United States DESCRIPTION: sale of fixed insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-26 |
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