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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-30
KS RA APPROVED 2013-07-26
  • TX RA
    APPROVED
    Since 2013-07-30
  • KS RA
    APPROVED
    Since 2013-07-26

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 02/2012 Present
Bank Of America, N.A. Leawood KS 07/2014 Present
Other Businesses

I*127041 For profit or not for profit: For-Profit Organization Name of outside business organization: Luminate KC LLC Investment related: N Address of business: Overland Park, Kansas 66206 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 9/18/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The company rents event rental equipment and occasionally I have management duties when my partner is unavailable to perform them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2013-07-25
Other Names
  • Cole Helbert
  • Cole Helbert
  • Jonathan Cole Helbert

View on SEC IAPD

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