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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-12
TX RA APPROVED 2023-05-10
  • OK RA
    APPROVED
    Since 2023-06-12
  • TX RA
    APPROVED
    Since 2023-05-10

Branch Locations

900 W Bethany Drive, Allen, TX 75013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 10/2014 04/2020
Fisher Investments Plano TX 04/2020 05/2023
Thrivent Investment Management Inc. Allen TX 05/2023 Present
Thrivent Financial Appleton WI 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-21
  • S66 Uniform Combined State Law Examination
    2023-07-21
Other Names
  • Richard Gabriel Chaves
  • Richard G Chaves

View on SEC IAPD

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