April Cardoza

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2016
  Wells Fargo Advisor Llc
  Newport Beach, CA
• 11/2016 → 11/2021
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 11/2021 → 02/2023
  M. S. Howells & Co
  Scottsdale, AZ
• 11/2021 → 02/2023
  Ashton Thomas Private Wealth, Llc
  Helena, MT
• 02/2023 → 11/2023
  D.A. Davidson & Co.
  Helena, MT
• 11/2023 → Present
  Ashton Thomas Private Wealth, Llc
  Helena, MT
• 09/2025 → Present
  Ashton Thomas Securities, Llc
  Rochester, NY
• 09/2022 → Present
  Pickles Paints
  Helena, MT
• 08/2023 → Present
  April Cardoza Notary Public
  Helena, MT

Previous Registrations

• 2023-02-28 → 2023-12-04
  D.A. Davidson & Co.
  Helena, MT
• 2022-11-14 → 2023-03-08
  Ashton Thomas Private Wealth
  Helena, MT
• 2014-09-19 → 2021-11-15
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
  Rancho Mirage, CA
  Laguna Beach, CA
  Palm Desert, CA
  Helena, MT
  Boise, ID
• 2013-01-23 → 2014-05-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
  Temecula, CA

Other Businesses

1) PICKLES PAINTS; NON-INVESTMENT RELATED; HELENA, MT; MOBILE PAINT & SIP; OWNER; 09/2022; 10 HR/MONTH DURING NON DURING SECURITIES TRADING HOURS; PROVIDE PAINTING LESSONS 2) APRIL CARDOZA; NON-INVESTMENT RELATED; HELENA, MT; SOLE PROPRIETOR; NOTARY PUBLIC; 8/2023; 10 HR/MONTH DURING SECURITIES TRADING HOURS; I NOTARIZE PAPERWORK FOR D.A. DAVIDSON CLIENTS.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-17

Other Names

• April M Maryse
• April M Cardoza