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Cassie Nicole Smith Challacombe

Wells Fargo Clearing Services, LLC

Charlotte, NC

Shoreview, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
  • MN RA
    APPROVED
    Since 2013-11-04

Branch Locations

550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States

1801 Park View Dr, Shoreview, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minnetonka MN 02/2012 11/2016
Wells Fargo Clearing Services, Llc Minnetonka MN 11/2016 Present
Other Businesses

RENTAL PROPERTY; NON INVESTMENT RELATED; WOODBURY, MN; 100% OWNERSHIP W/SPOUSE; START 5/12; 0 HRS PER MONTH 0 DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-28
  • S66 Uniform Combined State Law Examination
    2012-09-28
Other Names
  • Cassie Nicole Smith

View on SEC IAPD

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