Julio Guemes

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 10/2019 → 12/2019
  Ameriprise Financial Services, Inc
  Miami, FL
• 05/2020 → 05/2024
  Guardian Life Insurance Company
  Miami, FL
• 06/2020 → 05/2024
  Park Avenue Securities
  Miami, FL
• 01/2020 → 04/2020
  Unemployed
  Miami, FL
• 05/2024 → 03/2026
  Guardian Life Insurance Company
  Tampa, FL
• 05/2024 → 03/2026
  Park Avenue Securities
  Tampa, FL
• 03/2026 → Present
  Principal Securities, Inc.
  Miami, FL
• 03/2026 → Present
  Principal Life Insurance Company
  Miami, FL

Previous Registrations

• 2020-06-23 → 2026-03-19
  Park Avenue Securities Llc
  Tampa, FL
  Lake Mary, FL
  Miami, FL
  Tampa, FL
• 2019-10-15 → 2019-12-13
  Ameriprise Financial Services, Llc
  Miami, FL
• 2015-02-18 → 2019-10-14
  Wells Fargo Clearing Services, Llc
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2015-02-16