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Robert Guerrieri

Wells Fargo Clearing Services, LLC

Chicago, IL

Schaumburg, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-14
TX RA APPROVED 2023-12-14
  • IL RA
    APPROVED
    Since 2023-12-14
  • TX RA
    APPROVED
    Since 2023-12-14

Branch Locations

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

210 S Roselle Rd, Schaumburg, IL 60193 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 03/2013 12/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2023
Wells Fargo Clearing Services, Llc Chicago IL 12/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 03/2013 → 12/2023
    Morgan Stanley
    Chicago, IL
  • 01/2015 → 12/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2023 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2013-06-25 → 2023-12-19
    Morgan Stanley
    Chicago, IL
    Chicago, IL
    South Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-24
  • S66 Uniform Combined State Law Examination
    2013-06-24
Other Names
  • Robert Michael Guerrieri

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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