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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-18 |
| CA | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services | Los Angeles | CA | 08/2015 | 03/2019 |
| Matthew Plocher | Los Angeles | CA | 08/2016 | 03/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2018 | 03/2019 |
| City National Securities | Los Angeles | CA | 03/2019 | 09/2021 |
| Ubs | Los Angeles | CA | 10/2021 | 11/2021 |
| Unemployed | Los Angles | CA | 12/2021 | 12/2021 |
| Fidelity Investments | Los Angeles | CA | 01/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-26 |
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