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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-02 |
| DC | RA | APPROVED | 2018-06-29 |
Branch Locations
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Washington | DC | 02/2012 | Present |
NAME OF ENTITY: 1116 P Street Condominium ADDRESS: 1116 P ST NW Washington, DC 20005 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Homeowners Association START DATE: 09.01.23 CAPACITY: Committee/Council Member DUTIES: Attend annual meeting and meetings to decide what condominium building areas to fix/improve HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-25 |
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