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Wesley Robert Marshall

Mml Investors Services, LLC

Springfield, MA

South Glastonbury, CT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-07-21
  • CT RA
    APPROVED
    Since 2005-07-21

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

South Glastonbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W. S. Griffith & Co., Inc. Hartford CT 06/2000 Present
Mass Mutual Financial Group Springfield MA 01/2004 Present
Mml Investors Services, Inc Springfield MA 01/2004 Present
  • 06/2000 → Present
    W. S. Griffith & Co., Inc.
    Hartford, CT
  • 01/2004 → Present
    Mass Mutual Financial Group
    Springfield, MA
  • 01/2004 → Present
    Mml Investors Services, Inc
    Springfield, MA
Previous Registrations
  • 2003-03-25 → 2004-01-06
    Ws Griffith Securities, Inc.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-14
  • S66 Uniform Combined State Law Examination
    2001-05-14

View on SEC IAPD

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