Brenton Wesley Smith

Employer firm

Minichmacgregor Wealth Management, LLC CRD 151237

$723M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• 401K PARTICIPANT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 01/2019
  Lpl Financial Llc
  Slingerlands, NY
• 02/2019 → 11/2019
  Voya Financial Advisors, Inc.
  Albany, NY
• 11/2019 → 02/2022
  Del-Sette Capital Management, Llc
  Schenectady, NY
• 03/2022 → 08/2025
  Private Advisor Group, Llc
  Morristown, NJ
• 08/2025 → Present
  Minichmacgregor Wealth Management, Llc
  Saratoga Springs, NY

Previous Registrations

• 2022-03-18 → 2025-08-22
  Private Advisor Group, Llc
  Oswego, NY
  Morristown, NJ
  Delmar, NY
  South Burlington, VT
  South Burlington, VT
• 2019-11-12 → 2022-02-07
  Del-Sette Capital Management, Llc
  Schenectady, NY

Other Businesses

NY Life Insurance Registered. Brent will write Fixed Insurance ie Term Insurance when applicable to the financial planning process.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-06-15

Designations

• Certified Financial Planner

Other Names

• Brenton Smith