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Current Employers
Minichmacgregor Wealth Management, Llc

21 Congress Street Suite 203, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-26
  • NY RA
    APPROVED
    Since 2025-08-26

Branch Locations

428 Sand Creek Rd, Albany, NY 12205 • United States

21 Congress Street Suite 203, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Slingerlands NY 07/2015 01/2019
Voya Financial Advisors, Inc. Albany NY 02/2019 11/2019
Del-Sette Capital Management, Llc Schenectady NY 11/2019 02/2022
Private Advisor Group, Llc Morristown NJ 03/2022 08/2025
Minichmacgregor Wealth Management, Llc Saratoga Springs NY 08/2025 Present
Previous Registrations
Other Businesses

NY Life Insurance Registered. Brent will write Fixed Insurance ie Term Insurance when applicable to the financial planning process.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-15
  • S63 Uniform Securities Agent State Law Examination
    2012-06-15
Designations
Other Names
  • Brenton Smith

View on SEC IAPD

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