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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-01 |
| VA | RA | APPROVED | 2018-11-01 |
Branch Locations
4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2015 | 06/2017 |
| Ef Legacy Securities, Llc | Henrico | VA | 09/2017 | 10/2018 |
| Edelman Financial Services, Llc | Fairfax | VA | 09/2017 | 11/2018 |
| Unemployed | Centreville | VA | 06/2017 | 09/2017 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 12/2020 |
| Financial Engines Advisors L.L.C | Santa Clara | CA | 12/2020 | 09/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2021 | 01/2022 |
| Financ.IAl Engines Advisors L.L.C | Santa Clara | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
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