David Allen Strandin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 06/2019
  Morgan Stanley
  Dallas, TX
• 01/2015 → 06/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2020 → 07/2023
  Bok Financial Securities, Inc.
  Richardson, TX
• 01/2020 → 07/2023
  Bokf, Na
  Richardson, TX
• 06/2019 → 10/2019
  Quadcap Wealth Management
  Frisco, TX
• 07/2023 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2020-01-17 → 2023-07-28
  Bok Financial Securities, Inc.
  Allen, TX
  Sherman, TX
  Mckinney, TX
  Richardson, TX
  Grapevine, TX
  Fort Worth, TX
  Dallas, TX
  Fort Worth, TX
  Dallas, TX
  Coppell, TX
  Hurst, TX
  Fort Worth, TX
  Fort Worth, TX
  Dallas, TX
  Fort Worth, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Fort Worth, TX
• 2019-07-02 → 2019-09-30
  Quadcap Wealth Management, Llc
  Frisco, TX
• 2014-09-04 → 2019-06-21
  Morgan Stanley
  Abilene, TX
  Fort Worth, TX
  Dallas, TX
• 2012-10-02 → 2014-04-04
  First Command Brokerage Services, Inc.
  Abilene, TX
  Fort Worth, TX

Other Businesses

1. 11/08/2023 - Strandin Group Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/25/2023 - 2000 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-08-25
• S63 Uniform Securities Agent State Law Examination
  2012-03-08

Other Names

• David Allen Strandin
• David Strandin