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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-20 |
| MO | RA | APPROVED | 2015-05-14 |
Branch Locations
1445 East Republic Road, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2015 | Present |
| Kpm Wealth Advisors Llc | Springfield | MO | 04/2015 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2015 | Present |
| Kpm Cpas | Springfield | MO | 04/2015 | 09/2022 |
| Kpm Wealth Advisors Llc | Springfield | MO | 09/2022 | Present |
| Kpm Cpas Pc | Springfield | MO | 09/2022 | Present |
1) SOUTHEAST INTERNATIONAL HOTEL BROKERS; NOT INVESTMENT RELATED; 1930 E MEADOWMERE ST, SPRINGFIELD, MO 65804; COMMERCIAL REAL ESTATE BROKERS; START 3/2011; 0 HOURS/WEEK; SALES AGENT 2)NAME OF OTHER BUSINESS: KPM WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, 9/2022 POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: KPM CPAS PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING FIRM; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING DUTIES & SHAREHOLDER DUTIES; 4) NAME OF OTHER BUSINESS: GREENE COUNTY ESTATE PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: CONVENES AT TWIN OAKS COUNTRY CLUB, SPRINGFIELD, MO 65807; NATURE OF BUSINESS: BOARD; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER OFFICER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP PLAN MEETING, SCHEDULE SPEAKERS, ORGANIZE CATERING AND MEMBERSHIPS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-24 |
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