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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-20
MO RA APPROVED 2015-05-14
  • TX RA
    APPROVED
    Since 2020-10-20
  • MO RA
    APPROVED
    Since 2015-05-14

Branch Locations

1445 East Republic Road, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 04/2015 Present
Kpm Wealth Advisors Llc Springfield MO 04/2015 09/2022
Cetera Investment Advisers Llc Schaumburg IL 04/2015 Present
Kpm Cpas Springfield MO 04/2015 09/2022
Kpm Wealth Advisors Llc Springfield MO 09/2022 Present
Kpm Cpas Pc Springfield MO 09/2022 Present
  • 04/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2015 → 09/2022
    Kpm Wealth Advisors Llc
    Springfield, MO
  • 04/2015 → Present
    Schaumburg, IL
  • 04/2015 → 09/2022
    Kpm Cpas
    Springfield, MO
  • 09/2022 → Present
    Kpm Wealth Advisors Llc
    Springfield, MO
  • 09/2022 → Present
    Kpm Cpas Pc
    Springfield, MO
Previous Registrations
  • 2015-03-24 → 2015-04-17
    Waddell & Reed
    Overland Park, KS
Other Businesses

1) SOUTHEAST INTERNATIONAL HOTEL BROKERS; NOT INVESTMENT RELATED; 1930 E MEADOWMERE ST, SPRINGFIELD, MO 65804; COMMERCIAL REAL ESTATE BROKERS; START 3/2011; 0 HOURS/WEEK; SALES AGENT 2)NAME OF OTHER BUSINESS: KPM WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, 9/2022 POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: KPM CPAS PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING FIRM; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING DUTIES & SHAREHOLDER DUTIES; 4) NAME OF OTHER BUSINESS: GREENE COUNTY ESTATE PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: CONVENES AT TWIN OAKS COUNTRY CLUB, SPRINGFIELD, MO 65807; NATURE OF BUSINESS: BOARD; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER OFFICER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP PLAN MEETING, SCHEDULE SPEAKERS, ORGANIZE CATERING AND MEMBERSHIPS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-24
  • S66 Uniform Combined State Law Examination
    2015-03-24
Designations

View on SEC IAPD

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