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2704 S Goyer Rd, Kokomo, IN 46902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-01-28 |
Branch Locations
2704 S Goyer Rd, Kokomo, IN 46902 • United States
550 N. 5Th St. Ste. 319, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Rapid City | SD | 05/2014 | 06/2017 |
| Wells Fargo Advisors Llc | Rapid City | SD | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rapid City | SD | 11/2016 | 06/2017 |
| Questar Capital Corporation | Minneapolis | MN | 07/2017 | 01/2019 |
| Questar Asset Management | Minneapolis | MN | 07/2017 | 01/2019 |
| Cfd Investments | Kokomo | IN | 01/2019 | Present |
SAEED SULAIMAN RENTAL PROPERTY. POSITION: Owner. NATURE: I will be living in one half of duplex and renting out the other half. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2017 ADDRESS: 1301 W OMAHA STREET STE 202, Rapid City SD 57701, United States DESCRIPTION: Collecting rent checks. Calling services if needed for the property. SHIELD FINANCIAL POSITION: Financial Services/INSURANCE AGENT. NATURE: INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/05/2017 ADDRESS: RAPID CITY SD 57701, United States DESCRIPTION: Investments-Insurance-Planning Creative Financial Designs Lively HSA-Investment related-Rapid City SD-refer HSA account for a fee-Affiliate-5/24/22-Half hr/mo-0 hrs during trading- referring clients to set up HSA accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
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