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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-02-10 |
| TX | RA | APPROVED | 2026-02-09 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Houston | TX | 12/2010 | 11/2024 |
| Mml Investors Services Llc | Houston | TX | 06/2012 | 11/2024 |
| Penn Mutual Life Ins Co | Wilmington | DE | 11/2024 | 01/2026 |
| Hornor, Townsend & Kent, Llc | Wilmington | DE | 11/2024 | 01/2026 |
| Guardian Life Insurance Company | Houston | TX | 01/2026 | Present |
| Park Avenue Securities | Houston | TX | 01/2026 | Present |
1) Independent Insurance broker-sale and solicitation of insurance, Start date: 01/01/2020, Address: 9103 Longstaff Drive, Houston, TX 77031, 1 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Rental Property- 1 Skyview Grove, Start date: 06/01/2019 Address: 9103 Longstaff Drive, Houston, TX 77031, 2 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Rental Property- 2 Colleen Road, Start date: 05/01/2020, Address: 9103 Longstaff Drive, Houston, TX 77031, 1 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Rental Property- Bellewood Magnolia 3, Start date: 06/01/2022, Address: 9103 Longstaff Drive, Houston, TX 77031, 1 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-17 |
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