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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-25
IA RA APPROVED 2002-03-20
  • TX RA
    APPROVED_RES
    Since 2013-06-25
  • IA RA
    APPROVED
    Since 2002-03-20

Branch Locations

1450 Boyson Rd Ste B5, Hiawatha, IA 52233-2321 • United States

Marion, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cedar Rapids IA 09/2005 03/2020
Ameriprise Financial Services, Llc Cedar Rapids IA 03/2020 Present
Other Businesses

Board of Directors; Alle Breva through Orchestra Iowa; Committee Member for Scholarship; 119 3rd Avenue SE Cedar Rapids, Iowa 52401, ,; ; 01/08/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Kirkwood Foundation Board; Board Member; 6301 Kirkwood Blvd SW, , Cedar Rapids, IA, 52404; Not Investment-Related; 11/03/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; St. George Orthodox Church; Assist with the liturgical service I can do nothing without the priest. I have attested I am ordained always on my OBA under the board of directors on this form; 3650 Cottage Grove Avenue SE Cedar Rapids, Iowa 52403, ,; ; 01/06/2008; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-26
S63 Uniform Securities Agent State Law Examination 2000-06-26
  • S66 Uniform Combined State Law Examination
    2002-02-26
  • S63 Uniform Securities Agent State Law Examination
    2000-06-26

View on SEC IAPD

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