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Inactive

Thaddeus Stevens Welch

St. Germain Investment Management

Springfield, MA

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Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-01
NH RA APPROVED 2018-11-16
MA RA APPROVED 2015-11-09
  • MS RA
    APPROVED
    Since 2025-01-01
  • NH RA
    APPROVED
    Since 2018-11-16
  • MA RA
    APPROVED
    Since 2015-11-09

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Germain Investment Management Springfield MA 09/2015 Present
St. Germain Securities,Inc. Springfield MA 09/2015 12/2024
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-17
  • S63 Uniform Securities Agent State Law Examination
    2016-03-17
Designations
Other Names
  • Thaddeus Stevens Welch Iii

View on SEC IAPD

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