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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ben Miller | Phoenix | AZ | 06/2015 | 09/2017 |
| Northwestern Mutual Investment Services Llc | Phoenix | AZ | 06/2015 | 09/2017 |
| M. Kent Welborn | Phoenix | AZ | 08/2016 | 09/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | 09/2017 |
| Ben Miller | Phoenix | AZ | 03/2018 | 05/2019 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 03/2018 | Present |
| Edward Jones | Tempe | AZ | 10/2017 | 03/2018 |
| Northwestern Mutual | Phoenix | AZ | 06/2015 | 09/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | Present |
THIRD COAST MILWAUKEE, LLC, MILWAUKEE, , WISCONSIN, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 4/1/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, I OWN AN LLC FOR LIABILITY PURPOSES ON YOGA TEACHING; NON-INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-01 |
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