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Carolyn Alina Finick

Edward Jones

Wilmington, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-06
  • NC RA
    APPROVED
    Since 2026-01-06

Branch Locations

7627 Market Street Ste 102, Wilmington, NC 28411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Winston Salem NC 06/2016 01/2026
Edward Jones St Louis MO 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-01
  • S66 Uniform Combined State Law Examination
    2018-09-01
Designations

View on SEC IAPD

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