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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-26 |
| NM | RA | APPROVED | 2022-08-01 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2019-09-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Paramus | NJ | 02/2013 | 09/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2019 |
| Wells Fargo Clearing Services Llc | New City | NY | 09/2019 | Present |
TRUSTEE FOR FATHER'S TRUST, INV RELATED, CORTLANDT MANOR, NY, START: 3/13/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING. CJN HOLDINGS CO LLC, INV RELATED, ALBANY, NY, 33.3% OWNERSHIP, START 4/23/2021, .1 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-06 |
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