Juan Carlos Ros

Current Employers

Employment History

• 02/2012 → 04/2019
  Lamia Financial Group, Inc.
  Thousand Oaks, CA
• 10/2018 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 05/2020 → Present
  Financially Zen, Llc
  Scottsdale, AZ
• 06/2015 → Present
  Csu Long Beach Research Foundation
  Long Beach, CA
• 04/2024 → Present
  Forum Financial Management, Lp
  Lombard, IL

Previous Registrations

• 2012-03-07 → 2019-04-02
  Lamia Financial Group, Inc.
  Thousand Oaks, CA

Other Businesses

1) Financially Zen, LLC; Not investment-related; 29425 N. 67th Way, Scottdale, AZ 85266; Financial education; Owner and Founder; 03/2024; Less than 5 hours/month devoted; 0 hours during securities trading hours; Generates and collaborates on social media content, creates virtual learning curriculum, and consults on charitable giving strategies. 2) Mary Ann Liebert, Inc.; Not investment-related; 140 Huguenot Street, 3rd Floor, New Rochelle, NY 10801; Publishing; Editorial Board Member; 1/2016; Less than 5 hours/month devoted; 0 hours during securities trading hours; Writes and reviews articles for the journal Planned Giving Today. 3) CSU Long Beach Research Foundation; Not investment-related; 6300 State University Drive, Suite 332, Long Beach, CA 90815; Education; Faculty Member; 6/2015; 5 hours/month devoted; 0 hours during securities trading hours; Teaches financial planning to students enrolled in the Certified Specialist in Planned Giving (CSPG) designation program through the American Institute of Philanthropic Studies. 4) National Association of Estate Planners and Councils (NAEPC); Not investment-related; 2001 Crocker Road, Suite 510, Westlake, OH 44145; Professional network for estate planning councils and credentialed professionals; Board Member; 01/2024; 5 hours per month; Less than 5 hours during securities trading hours; participate in Board and committee meetings, as well as make decisions in furtherance of NAEPC's mission and vision. 5) Arizona Community Foundation; Not investment-related; 2201 E. Camelback Rd. #405B, Phoenix, AZ 85016; Community Center for Philanthropy; Planning Committee Member; 2/2025; Less than 5 hours per month; Less than 5 hours during securities trading hours; Serve on the Committee and advise on topics and speakers for the Tax and Legal Seminar, as well as coordinating sponsorships for the event. 6) XPX Chapters - Exit Planning Exchange; Not investment-related; P.O. Box 385, Winchester, MA 01890; Forum for Professional Advisors; Phoenix Chapter Launch Committee member; 4/2025; Less than 5 hours per month; Less than 5 hours per month; Recruit additional members and work to establish and maintain a Phoenix Chapter for XPX. 7) F.A.M. LLC; Not investment-related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, L.P.; Member; 4/2024; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement. 8) ProVisors; Not investment-related; 15260 Ventura Blvd #1700, Sherman Oaks, CA 91403; Professional networking group; Group Leader; 07/2026; 8 hours per month; Less than 5 hours during securities trading hours; Organize and run home group meetings and represent the organization in a leadership capacity.

Designations