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Two Lincoln Centre 5420 Lbj Freeway, Suite 950, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-01 |
Branch Locations
Two Lincoln Centre 5420 Lbj Freeway, Suite 950, Dallas, TX 75240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntx Capital Management Corp. | Dallas | TX | 12/2000 | Present |
SunTx Capital Management, LLC (SunTx) is registered as an investment adviser with the Securities and Exchange Commission (SEC) and provides investment management services for private funds and related co-investment entities (the SunTx Funds). Certain affiliated entities of SunTx that serve as management companies to the SunTx Funds rely on SunTx's registration under an umbrella registration. Mr. Fleming serves as the Managing Partner of the adviser and each relying adviser as well as other affiliated entities that serve as general partners to the SunTx Funds. Each relying adviser and general partner is identified in SunTx's Form ADV and shares a place of business with SunTx. Mr. Fleming serves as an officer or director for certain SunTx portfolio companies. Mr. Fleming has established or may establish, and may sponsor other investment teams that establish, private funds or pooled vehicles to invest in real estate, commodities and other opportunities that are outside of the SunTx Funds' investment parameters. Such investments do not involve securities and are not part of SunTx's investment advisory activities. Mr. Fleming has also, to the extent permitted by the Funds' Governing Documents, engaged in private investment opportunities that are outside the investment parameters of the SunTx Funds. Mr. Fleming does not engage in any investment-related business or occupation, other than the activities of SunTx and its affiliates and such other activities as discussed in SunTx's Form ADV Parts 2A and 2B. Mr. Fleming is not actively engaged in any other business or occupation that provides him with a substantial source of income or involves a substantial amount of his time, other than his participation in the activities of SunTx and its affiliates and such other activities as discussed in SunTx's Form ADV Parts 2A and 2B.
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