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Current Employers
Cbiz Investment Advisory Services, Llc

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-01-07
  • OH RA
    APPROVED
    Since 2020-01-07

Branch Locations

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Cbiz Financial Solutions, Inc.

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-09-20
  • OH RA
    APPROVED
    Since 2018-09-20

Branch Locations

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Canton OH 08/2016 09/2018
Park Avenue Securities Canton OH 01/2017 09/2018
Cbiz Financial Solutions Inc Cleveland OH 09/2018 Present
  • 08/2016 → 09/2018
    Guardian Life Ins
    Canton, OH
  • 01/2017 → 09/2018
    Park Avenue Securities
    Canton, OH
  • 09/2018 → Present
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-08
S63 Uniform Securities Agent State Law Examination 2012-04-28
  • S66 Uniform Combined State Law Examination
    2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2012-04-28

View on SEC IAPD

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