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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-01
NY RA APPROVED 2021-04-27
CT RA APPROVED 2021-04-08
  • TX RA
    APPROVED
    Since 2022-06-01
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2021-04-08

Branch Locations

2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 06/2009 Present
Other Businesses

1. United States Army Reserve; Not Investment related; National Defense; Employee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2000; During business hours: 1; After business hours: 1; Lieutenant Colonel *152259 - Incorporated Village of Bellerose; Investment related-No; Bellerose Village, New York; Government; Member of the Zoning Board of Appeals (proprietor, partner, officer, director, employee, trustee, agent); 01/2013; During business hours: 0; After business hours: 2; Voting Memebr of the Zonning Board of Appeals *432389 - Incorporated Village of Bellerose; Investment related: No; Bellerose village, New York; Civic/Religious/Community; Volunteer Firefighter (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 8; Respond to 911 related calls; train and supervise other personnel

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-08
  • S66 Uniform Combined State Law Examination
    2021-04-08

View on SEC IAPD

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