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Benjamin Howard Valore-Caplan

Ima Advisory Services, Inc.

Denver, CO

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Current Employers
Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-02
TX RA APPROVED_RES 2025-01-02
  • CO RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2025-01-02

Branch Locations

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Syntrinsic Investment Counsel, Llc. Denver CO 08/2008 06/2023
Syntrinsic Llc Denver CO 06/2023 Present
Ima Advisory Services, Inc. Denver CO 01/2025 Present
  • 08/2008 → 06/2023
    Syntrinsic Investment Counsel, Llc.
    Denver, CO
  • 06/2023 → Present
    Syntrinsic Llc
    Denver, CO
  • 01/2025 → Present
    Denver, CO
Previous Registrations
  • 2023-07-20 → 2025-01-03
    Syntrinsic Llc
    Denver, CO
  • 2008-11-18 → 2023-12-31
    Syntrinsic Investment Counsel, Llc.
    Denver, CO
  • 2001-12-21 → 2008-08-29
    Denver, CO
    Denver, CO
Other Businesses

I am a partner in Vici LLC, the purpose of which is to invest in and manage a commercial real estate property. As such the LLC will receive periodic income which then will be distributed to the LLC partners.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-04
  • S66 Uniform Combined State Law Examination
    2001-04-04
Other Names
  • Benjamin Howard Caplan
  • Benjamin Valore-Caplan

View on SEC IAPD

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