Charles Alexander Smith

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Self Employed
  Durham, NC
• 10/2019 → Present
  Arkadios Capital
  Atlanta, GA
• 10/2019 → Present
  Arkadios Wealth Advisors
  Atlanta, GA
• 03/2012 → 11/2019
  G.L.S. & Associates, Inc.
  Huntsville, AL

Previous Registrations

• 2013-01-17 → 2019-11-27
  Zermatt Securities Llc
  Charlotte, NC

Other Businesses

1. G.L Smith & Associates (GLS), Investment Related, 200 Clinton Avenue Suite 707 Huntsville AL 35801, DBA for Advisory and Brokerage Services, Started 3/1/2022, Vice President, 160 hours/month, 130 hours/month during securities trading hours, this is a disclosure to confirm that my position with G.L. Smith and Associates is a DBA for Arkadios Capital and Wealth. There are no business or investment activities performed under the name of GLSA that are not also under the umbrella of Arkadios.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-24
• S63 Uniform Securities Agent State Law Examination
  2012-03-29

Designations

• Certified Financial Planner

Other Names

• Charles A Smith