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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
Branch Locations
2107 N. First Street Suite 310, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Ia. | San Jose | CA | 12/2011 | Present |
| Transamerica Financial Group, Inc. | San Jose | CA | 02/2012 | Present |
| California State Franchises Tax Board | Oakland | CA | 06/2008 | 01/2023 |
| Rental | Fremont | CA | 08/2015 | Present |
| Z-Gen Capital Llc | Foster City | CA | 05/2019 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Rental POSITION: Owner of the house NATURE: Rent a few rooms out INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2015 ADDRESS: 4377 Gibraltar Drive, Fremont CA 94536, United States DESCRIPTION: Collect rents at the beginning of the month. Contact contractors if repair or maintenance is needed. Look for new tenants if there are vacancy. Z-GEN CAPITAL LLC POSITION: investor. NATURE: Investing INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 1171 Rickover Ln, Foster City CA 94404, United States DESCRIPTION: It is passive investment. I do not involve with the operation of this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-29 |
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