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Lisa Irwin

Key Investment Services LLC

Winter Garden, FL

Tolland, CT

Storrs, CT

Brooklyn, OH

CRD 6027830

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Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-09-21
  • CT RA
    APPROVED
    Since 2016-09-21

Branch Locations

Winter Garden, FL • United States

215 Merrow Road, Tolland, CT 06084 • United States

596 Middle Turnpike, Storrs, CT 06268 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Tolland CT 04/2002 09/2016
Lpl Financial, Llc Tolland CT 03/2012 09/2016
Key Investment Services Llc Willimantic CT 09/2016 Present
Previous Registrations
  • 2014-12-04 → 2016-09-21
    Lpl Financial Llc
    Fort Mill, SC
    Lockport, NY
    Tolland, CT
    Tolland, CT
    Stafford, CT
    Storrs, CT
    Willimantic, CT
    Willington, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-04
S63 Uniform Securities Agent State Law Examination 2012-05-15
  • S66 Uniform Combined State Law Examination
    2014-12-04
  • S63 Uniform Securities Agent State Law Examination
    2012-05-15
Other Names
  • Lisa M Cassenti

View on SEC IAPD

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