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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-01-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2009 | Present |
1) PEARMAN AND COMPANY, LLC, 4524 Old Cave Spring Road, Roanoke VA 24018, United States, 12/2010, Owner, Real Estate, NIR, HR/MO: 2 - HR/MO TRADING: 0 2)BEN PEARMAN 4524 OLD CAVE SPRING ROAD ROANOKE, VA 24018. BEGAN 01/02/2009 AS AGENT THAT SELLS AND SERVICES HEALTH AND LIFE INSURANCE. INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. 1 HR DURING TRADING. 3)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4) PEARMAN & CO., 4524 Old Cave Spring Road, Roanoke VA 24018, United States, 01/2009, Investment Advisor Representative, DBA Name, NIR, HR/MO: 30 - HR/MO TRADING: 25
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-23 |
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