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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-04-28
WA RA APPROVED 2026-04-24
AR RA APPROVED 2026-04-23
DE RA APPROVED 2026-04-23
NV RA APPROVED 2026-04-23
OK RA APPROVED 2026-04-23
RI RA APPROVED 2026-04-23
VA RA APPROVED 2026-04-23
AL RA APPROVED 2026-04-22
NE RA APPROVED 2026-04-22
TX RA APPROVED_RES 2024-10-28
NC RA APPROVED 2024-10-11
  • MS RA
    APPROVED
    Since 2026-04-28
  • WA RA
    APPROVED
    Since 2026-04-24
  • AR RA
    APPROVED
    Since 2026-04-23
  • DE RA
    APPROVED
    Since 2026-04-23
  • NV RA
    APPROVED
    Since 2026-04-23
  • OK RA
    APPROVED
    Since 2026-04-23
  • RI RA
    APPROVED
    Since 2026-04-23
  • VA RA
    APPROVED
    Since 2026-04-23
  • AL RA
    APPROVED
    Since 2026-04-22
  • NE RA
    APPROVED
    Since 2026-04-22
  • TX RA
    APPROVED_RES
    Since 2024-10-28
  • NC RA
    APPROVED
    Since 2024-10-11

Branch Locations

300 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 09/2014 10/2016
Mossy Nissan Oceanside Oceanside CA 10/2016 11/2016
Ford Of Escondido Escondido CA 12/2016 06/2017
Unemployed Carlsbad CA 07/2017 09/2017
Jp Morgan Chase Bank Carlsbad CA 10/2017 07/2020
Jp Morgan Securities Llc Carlsbad CA 10/2017 07/2020
Fifth Third Bank Charlotte NC 07/2020 09/2021
Fifth Third Securities Charlotte NC 12/2020 09/2021
Wells Fargo Clearing Services, Llc Charlotte NC 10/2021 08/2024
Wells Fargo Bank, Na Charlotte NC 09/2021 08/2024
Ameriprise Financial Services, Llc Charlotte NC 10/2024 Present
Unemployed Waxhaw NC 09/2024 10/2024
  • 09/2014 → 10/2016
    Lpl Financial, Llc
    San Diego, CA
  • 10/2016 → 11/2016
    Mossy Nissan Oceanside
    Oceanside, CA
  • 12/2016 → 06/2017
    Ford Of Escondido
    Escondido, CA
  • 07/2017 → 09/2017
    Unemployed
    Carlsbad, CA
  • 10/2017 → 07/2020
    Jp Morgan Chase Bank
    Carlsbad, CA
  • 10/2017 → 07/2020
    Jp Morgan Securities Llc
    Carlsbad, CA
  • 07/2020 → 09/2021
    Fifth Third Bank
    Charlotte, NC
  • 12/2020 → 09/2021
    Fifth Third Securities
    Charlotte, NC
  • 10/2021 → 08/2024
    Charlotte, NC
  • 09/2021 → 08/2024
    Wells Fargo Bank, Na
    Charlotte, NC
  • 10/2024 → Present
    Charlotte, NC
  • 09/2024 → 10/2024
    Unemployed
    Waxhaw, NC
Previous Registrations
Other Businesses

Name of Activity: Rental Ownership; Date Activity Started/Modified:2026-05-01; Address of Activity: 7532 Happy Hollow Dr, Mint Hill; Type of Activity: Investment Real Estate; Describe if any other Activity:; Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Relationship:; Responsibilities: None; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-18
S63 Uniform Securities Agent State Law Examination 2012-04-23
  • S65 Uniform Investment Adviser Law Examination
    2021-02-18
  • S63 Uniform Securities Agent State Law Examination
    2012-04-23
Other Names
  • Ganna Mayska
  • Ganna Mayska
  • Anna Wenzel
  • Anna Wenzell

View on SEC IAPD

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