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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
MI RA APPROVED 2024-03-21
FL RA APPROVED 2024-02-02
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • MI RA
    APPROVED
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-02-02

Branch Locations

2501 S Dye Road Suite D, Flint, MI 48532 • United States

1100 East Caro Road, Caro, MI 48723 • United States

4884 Gratiot Road Suite 15, Saginaw, MI 48638 • United States

522 S. Main Street, Frankenmuth, MI 48734 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 04/2013 01/2019
Sigma Planning Corporation Ann Arbor MI 04/2013 01/2019
Cetera Advisors Llc St Cloud MN 01/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
Frs Financial Group, Inc. Dba Rummel Wealth Management; Frankinmuth MN 01/2025 Present
Grasel Graphics Inc Frankinmuth MN 01/2025 Present
  • 04/2013 → 01/2019
    Sigma Financial Corporation
    Ann Arbor, MI
  • 04/2013 → 01/2019
    Sigma Planning Corporation
    Ann Arbor, MI
  • 01/2019 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2024 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Frs Financial Group, Inc. Dba Rummel Wealth Management;
    Frankinmuth, MN
  • 01/2025 → Present
    Grasel Graphics Inc
    Frankinmuth, MN
Previous Registrations
  • 2013-04-10 → 2019-01-11
    Frankenmuth, MI
    Ann Arbor, MI
    Frankenmuth, MI
  • 2012-08-22 → 2013-04-09
    Midland, MI
    Troy, MI
    Saginaw, MI
Other Businesses

1.NAME OF OTHER BUSINESS: RUMMEL BENEFITS GROUP CO.; INVESTMENT RELATED: YES; ADDRESS: 522 SOUTH MAIN STREET, FRANKENMUTH, MI 48734; NATURE OF BUSINESS: INSURANCE SALES; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE SALES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2018; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND MEDICARE; 3. NAME OF OTHER BUSINESS: FRS FINANCIAL GROUP, INC. DBA RUMMEL WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: 127 FRANCONIAN DR S, FRANKENMUTH, MI 48734; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/SECRETARY; APX NUMBER OF HOURS PER WEEK: 32.5; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: GRASEL GRAPHICS INC, INVESTMENT RELATED: NO, ADDRESS: 9710 JUNCTION ROAD, FRANKENMUTH, MI 48734, NATURE OF BUSINESS: CUSTOM T-SHIRTS AND APPAREL, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: CO-OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: CUSTOM T-SHIRTS, JERSEYS, HATS, AND APPAREL; 5. NAME OF OTHER BUSINESS: ST. LUKE'S LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 2021 W STATE RD 426 OVIEDO, FL 32765; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: UPHOLDING THE MISSION AND VALUES OF ST. LUKE'S; 6. NAME OF OTHER BUSINESS: ST LUKES LUTHERAN CHURCH; INVESTMENT RELATED: NO ADDRESS: 2021 W STATE RD #426 OVIEDO FL 32765; NATURE OF BUSINESS: CHURCH; START DATE: 7/1/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: UPHOLDING THE MISSION AND VALUES OF ST LUKES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-11
  • S66 Uniform Combined State Law Examination
    2012-06-11

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