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Nicholas Steven Schummer

Mml Investors Services, LLC

Clarkston, MI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
MI RA APPROVED 2019-01-25
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • MI RA
    APPROVED
    Since 2019-01-25

Branch Locations

5980 S Main St Suite 100, Clarkston, MI 48346 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Grand Blanc MI 02/2012 06/2018
Northwestern Mutual Life Insurance Company Grand Blanc MI 02/2012 06/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 06/2018
Mml Investors Services, Llc Oxford MI 06/2018 Present
Mass Mutual Life Insurance Co Oxford MI 06/2018 Present
  • 02/2012 → 06/2018
    Northwestern Mutual Investment Services, Llc
    Grand Blanc, MI
  • 02/2012 → 06/2018
    Northwestern Mutual Life Insurance Company
    Grand Blanc, MI
  • 09/2017 → 06/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2018 → Present
    Oxford, MI
  • 06/2018 → Present
    Mass Mutual Life Insurance Co
    Oxford, MI
Other Businesses

NAME: NICHOLAS SCHUMMER INV REL: Y ADD: 777 PINE RIDGE AVE, OXFORD, MI 48371 NATURE: LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: SALES START DATE: 06/21/2022 NO. HR/MO: 5. NO. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-19
S63 Uniform Securities Agent State Law Examination 2013-03-08
  • S65 Uniform Investment Adviser Law Examination
    2018-12-19
  • S63 Uniform Securities Agent State Law Examination
    2013-03-08
Other Names
  • Nick Schummer

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