Michael Alan Hulme

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-08-04

IA RA
APPROVED

Since 2026-08-04

Branch Locations

816 Tower Park Drive, Waterloo, IA 50701 • United States

Waterloo, IA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Resource Advisors	Waterloo	IA	02/2012	Present
Cetera Advisors Llc	Denver	CO	01/2014	08/2026
Integrated Accounting Solutions Llc	Waterloo	IA	01/2018	Present
Fra Tower Park, Llc	Waterloo	IA	12/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	08/2026
Lpl Financial, Llc	Waterloo	IA	08/2026	Present

02/2012 → Present

Financial Resource Advisors

Waterloo, IA
01/2014 → 08/2026

Cetera Advisors Llc

Denver, CO
01/2018 → Present

Integrated Accounting Solutions Llc

Waterloo, IA
12/2021 → Present

Fra Tower Park, Llc

Waterloo, IA
03/2024 → 08/2026

Cetera Investment Advisers Llc

Schaumburg, IL
08/2026 → Present

Lpl Financial, Llc

Waterloo, IA

Previous Registrations

2024-03-21 → 2026-08-06

Cetera Investment Advisers Llc

Waterloo, IA
2014-03-10 → 2024-03-21

Cetera Advisors Llc

Waterloo, IA

Other Businesses

1. 7/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/4/2026 2. 7/2026 - Integrated Accounting Solutions - Tax Prep/Accounting/CPA - INV REL - 10 Hour(s)/Month – 10 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 01/01/2018 3. 7/2026 - FRA Tower Park, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 12/01/2021 4. 7/2026 - Hulme Financial, Inc. - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 11/01/2015 5. 7/2026 - G.E.M. FARM$, L.L.C. - Real Estate Rental - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Dike IA 50624 - OBA Start date: 03/01/2001 6. 7/2026 - BAM Land Holdings, LLC - Real Estate Rental - INV REL - 1 Hour(s)/Month – 1 Hour(s) During Trading - Cedar Falls IA 50613 - OBA Start date: 10/01/2025