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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-04 |
Branch Locations
816 Tower Park Drive, Waterloo, IA 50701 • United States
Waterloo, IA • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Resource Advisors | Waterloo | IA | 02/2012 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2014 | 08/2026 |
| Integrated Accounting Solutions Llc | Waterloo | IA | 01/2018 | Present |
| Fra Tower Park, Llc | Waterloo | IA | 12/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 08/2026 |
| Lpl Financial, Llc | Waterloo | IA | 08/2026 | Present |
1. 7/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/4/2026 2. 7/2026 - Integrated Accounting Solutions - Tax Prep/Accounting/CPA - INV REL - 10 Hour(s)/Month – 10 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 01/01/2018 3. 7/2026 - FRA Tower Park, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 12/01/2021 4. 7/2026 - Hulme Financial, Inc. - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 11/01/2015 5. 7/2026 - G.E.M. FARM$, L.L.C. - Real Estate Rental - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Dike IA 50624 - OBA Start date: 03/01/2001 6. 7/2026 - BAM Land Holdings, LLC - Real Estate Rental - INV REL - 1 Hour(s)/Month – 1 Hour(s) During Trading - Cedar Falls IA 50613 - OBA Start date: 10/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-10 |
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