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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-04
  • IA RA
    APPROVED
    Since 2026-08-04

Branch Locations

816 Tower Park Drive, Waterloo, IA 50701 • United States

Waterloo, IA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Resource Advisors Waterloo IA 02/2012 Present
Cetera Advisors Llc Denver CO 01/2014 08/2026
Integrated Accounting Solutions Llc Waterloo IA 01/2018 Present
Fra Tower Park, Llc Waterloo IA 12/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 08/2026
Lpl Financial, Llc Waterloo IA 08/2026 Present
  • 02/2012 → Present
    Financial Resource Advisors
    Waterloo, IA
  • 01/2014 → 08/2026
    Cetera Advisors Llc
    Denver, CO
  • 01/2018 → Present
    Integrated Accounting Solutions Llc
    Waterloo, IA
  • 12/2021 → Present
    Fra Tower Park, Llc
    Waterloo, IA
  • 03/2024 → 08/2026
    Schaumburg, IL
  • 08/2026 → Present
    Waterloo, IA
Previous Registrations
Other Businesses

1. 7/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/4/2026 2. 7/2026 - Integrated Accounting Solutions - Tax Prep/Accounting/CPA - INV REL - 10 Hour(s)/Month – 10 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 01/01/2018 3. 7/2026 - FRA Tower Park, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 12/01/2021 4. 7/2026 - Hulme Financial, Inc. - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Waterloo IA 50701 - OBA Start date: 11/01/2015 5. 7/2026 - G.E.M. FARM$, L.L.C. - Real Estate Rental - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Dike IA 50624 - OBA Start date: 03/01/2001 6. 7/2026 - BAM Land Holdings, LLC - Real Estate Rental - INV REL - 1 Hour(s)/Month – 1 Hour(s) During Trading - Cedar Falls IA 50613 - OBA Start date: 10/01/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10

View on SEC IAPD

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