Nicholas Clark Lasater

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 03/2012 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 03/2012 → Present
  Tax And Financial Group
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-04-13 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1. CLUB LA MISION POSITION: Director NATURE: Private Club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 8448 Croyden Ave, Los Angeles CA 90045, United States DESCRIPTION: Club La Mision is a private hunting club; 2. NAME OF OTHER BUSINESS: LAVERTY INSURANCE TRUST, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: TRUST, START DATE: 08/2020, POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: DISTRIBUTE LIFE INSURANCE TRUST FUNDS; 3. NAME OF OTHER BUSINESS: DOYLE SPRINGS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: P O BOX 649 SPRINGVILLE, CA 93625; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DELIBERATE AND ADVISE THE BOARD REGARDING MAINTENANCE, PROMOTE THE BEST INTEREST OF THE ASSOCIATION; 4. NAME OF OTHER BUSINESS: TAX & FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2012-04-09