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Frank Bauco

Strategic Advisers LLC

Port Chester, NY

Stamford, CT

CRD 6027099

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
NY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Port Chester, NY • United States

869 Washington Blvd, Stamford, CT 06901-2903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazz Development Rye Brook NY 01/2014 07/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2019 02/2021
Northwestern Mutual Investment Services Llc Norwalk CT 02/2021 03/2022
Fidelity Investments Stamford CT 04/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 01/2014 → 07/2019
    Lazz Development
    Rye Brook, NY
  • 08/2019 → 02/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2021 → 03/2022
    Northwestern Mutual Investment Services Llc
    Norwalk, CT
  • 04/2022 → Present
    Fidelity Investments
    Stamford, CT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-25
  • S66 Uniform Combined State Law Examination
    2021-08-25
Other Names
  • Frank J Bauco
  • Frank Bauco
  • Frank J Bauco
  • Frank Joseph Bauco

View on SEC IAPD

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