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Andrew Christopher Stroud

Raymond James & Associates, Inc.

Winter Haven, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-17
FL RA APPROVED 2022-09-13
  • TX RA
    APPROVED
    Since 2022-10-17
  • FL RA
    APPROVED
    Since 2022-09-13

Branch Locations

141 5Th Street Nw Suite 100, Winter Haven, FL 33881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2012 06/2019
Wells Fargo Clearing Services, Llc Orlando FL 06/2019 09/2022
Raymond James & Associates, Inc. Winter Haven FL 09/2022 Present
Previous Registrations
  • 2019-06-04 → 2022-09-20
    Wells Fargo Clearing Services, Llc
    Merritt Island, FL
    Orlando, FL
    Kissimmee, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Kissimmee, FL
    Kissimmee, FL
  • 2012-06-11 → 2019-06-05
    Edward Jones
    St Louis, MO
    Ruidoso, NM
    Ruidoso, NM
    Alamogordo, NM
    Alamogordo, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-13
  • S66 Uniform Combined State Law Examination
    2012-04-13
Other Names
  • Andrew C Stroud

View on SEC IAPD

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FOUNDATIONS INVESTMENT ADVISORS LLC
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MARK D WILLIAMS
GIOVANNA NEGLIA TESTONI
BRIAN GLENN HEMP

Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL

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