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Kelley A Mack

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-17
NJ RA APPROVED 2014-10-08
  • TX RA
    APPROVED_RES
    Since 2015-02-17
  • NJ RA
    APPROVED
    Since 2014-10-08

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 09/2014 Present
Bank Of America, N.A. Bridgewater NJ 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-23
S65 Uniform Investment Adviser Law Examination 2012-05-02
  • S63 Uniform Securities Agent State Law Examination
    2014-12-23
  • S65 Uniform Investment Adviser Law Examination
    2012-05-02
Other Names
  • Kelley Ann Hayn
  • Kelley Ann Hayn
  • Kelley Ann Mack

View on SEC IAPD

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