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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-09-23 |
Branch Locations
2501 20Th Pl S Ste 101, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Birmingham | AL | 12/2015 | 11/2016 |
| Wells Fargo Bank | Birmingham | AL | 12/2015 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 08/2018 |
| Pnc Bank | Birmingham | AL | 08/2018 | 12/2023 |
| Pnc Investments | Birmingham | AL | 07/2020 | 12/2023 |
| Truist Investment Services, Inc | Birmingham | AL | 09/2024 | Present |
| Truist Advisory Services, Inc | Birmingham | AL | 09/2024 | Present |
| Unemployed | Birmingham | AL | 12/2023 | 09/2024 |
OASIS COUNSELING FOR WOMEN AND CHILDREN POSITION: Treasurer NATURE: The mission of Oasis Counseling for Women and Children is to improve the quality of life for Vulnerable women, children and families by providing exceptional professional mental health care in a safe and nurturing environment INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2021 ADDRESS: Birmingham AL, United States DESCRIPTION: Review and recommend budget annually. VIRGINIA SAMFORD THEATRE POSITION: Board Member NATURE: Mission is to further the cultural opportunities for the greater Birmingham community through arts education and performances of high artistic merit in Theatre, Music and Dance. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2024 ADDRESS: Birmingham AL, United States DESCRIPTION: General board member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-04 |
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